Brokerage Operations Specialist at Gusto
You're a finance operations professional with at least five years of experience, a Bachelor's degree in a related field, and you hold FINRA SIE and Series 99 li
Work type: onsite
Location: New York, NY
Salary: $102,130 – $120,000/yr
Type: Full-time
You're a finance operations professional with at least five years of experience, a Bachelor's degree in a related field, and you hold FINRA SIE and Series 99 licenses.
**What makes it worth a look...**
This full-time, on-site Brokerage Operations Specialist role at Gusto offers $102,130 to $120,000 per year in New York, NY, focusing on critical back-office functions like money movement and securities transactions.
**You might be a good fit if you...**
* Have experience within a carrying broker-dealer or registered investment adviser environment.
* Possess knowledge of SEC Rules 15c3-1, 15c3-3, and 17a-3/17a-4.
* Can perform complex reconciliations and transaction research using analytical and financial data systems.
* Demonstrably apply AI tools to analytical and operational tasks.
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