Brokerage Operations Specialist at Gusto

You're a finance operations professional with at least five years of experience, a Bachelor's degree in a related field, and you hold FINRA SIE and Series 99 li

Work type: onsite

Location: New York, NY

Salary: $102,130 – $120,000/yr

Type: Full-time

You're a finance operations professional with at least five years of experience, a Bachelor's degree in a related field, and you hold FINRA SIE and Series 99 licenses. **What makes it worth a look...** This full-time, on-site Brokerage Operations Specialist role at Gusto offers $102,130 to $120,000 per year in New York, NY, focusing on critical back-office functions like money movement and securities transactions. **You might be a good fit if you...** * Have experience within a carrying broker-dealer or registered investment adviser environment. * Possess knowledge of SEC Rules 15c3-1, 15c3-3, and 17a-3/17a-4. * Can perform complex reconciliations and transaction research using analytical and financial data systems. * Demonstrably apply AI tools to analytical and operational tasks.

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