Head of Brokerage Operations at Gusto

You're a seasoned leader with at least 10 years in financial operations, specifically 5+ years in management within a carrying broker-dealer or RIA, and you possess FINRA SIE, Series 7, and Series 24 licenses. **What makes it worth a look...** This full-time, on-site role at Gusto offers a salary of $177,020 - $208,000 per year in New York, NY, where you'll be the primary architect of their in-house broker-dealer operations, building policies and work plans from scratch to ensure FINRA/SEC compliance. **You might be a good fit if you...** * Have in-depth knowledge of SEC Rules 15c3-1, 15c3-3, 17a-3, and 17a-4, along with cash and securities handling. * Are comfortable working with analytical tools, banking technology systems, clearing technology systems, and financial data/reporting systems. * Demonstrate AI fluency, consistently applying AI tools to complex analytical and operational tasks. * Possess a Bachelor’s degree in Finance, Accounting, Business, or a related field.