Sr. Director, Compliance at Betterment
You're a seasoned compliance professional with deep experience in financial services, ideally with a Series 24 certification. You're adept at managing teams and
Work type: onsite
Location: Betterment HQ - New York City
Salary: $215,000 – $250,000/yr
Type: Full-time
You're a seasoned compliance professional with deep experience in financial services, ideally with a Series 24 certification. You're adept at managing teams and building compliance programs from the ground up.
**What makes it worth a look...**
This is a full-time, on-site role at Betterment in New York City, offering a salary of $215,000 - $250,000 per year. They also provide a competitive equity package, comprehensive health benefits, and a 401(k) with employer match.
**You might be a good fit if you...**
* Have managed and developed teams of junior and mid-level employees.
* Possess knowledge of FINRA and SEC rules, specifically SEC Rule 206(4)-1 and FINRA 2210.
* Are experienced in managing regulatory change processes, exams, and audits.
* Have overseen the daily review of marketing materials and social media for compliance.
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